Recent Assignments

Recent Advisory-Private Equity assignments include:

• Reverse listing of biotechnology company and raising of A$4.5 million new equity.

• Advise on merger of UK and Australian medical device company followed by reverse takeover by listed ASX company and raising of A$4.3 million new equity.

• Co-ordination and assistance in raising A$100 million via a prospectus issue for a dual list ASX and NZSX resources company.

• Advise on reverse listing of oil exploration company on ASX following raising of $7.5 million.

• Co-ordination and assistance in raising A$37.5 million via a placement and rights issue for an ASX listed company.

• Successful Initial Public Offer of resource company on UK’s Alternative Investment Market, raising £15 million.

• Raising of initial seed capital of $3 million for start-up biotechnology company. Co-ordination and assistance of mezzanine funding of $1.9 million.